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Linsco/Private Ledger Corp. (LPL)'s
Privacy Policy
What is our commitment to you?
Linsco/Private Ledger Corp.
("LPL") and its family of
affiliated companies are
committed to maintaining the
trust and confidence of our
customers. We want you to
understand how we protect your
privacy when we collect and use
information about you, and the
measures we take to safeguard
that information. Keeping
customer information secure and
private is a priority for us.
The following describes our
Privacy Policy. Please take a
moment to review it and feel
free to contact us with any
questions. Thank you for the
trust you have placed in us. We
look forward to working very
hard to continue to earn your
trust.
What types of non-public
personal information do we
collect about you?
In the course of providing
service to you, we collect
nonpublic personal information
about you from the following
sources:
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Information from you
on account applications and
other standard forms (for
example, name, address,
social security number,
assets, types and amounts of
investments, transactions,
and income);
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Information about
your LPL transactions, our
affiliates or others
including those companies
that work closely with us to
provide you with diverse
financial products and
services (for example, your
account balance, payment
history, parties to
transactions, types and
amounts of investments,
transactions, and credit
card usage);
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Information we
receive from consumer
reporting agencies (for
example, your credit
worthiness and credit
history);
-
Information obtained
when verifying the
information you provide on
applications or other forms
(this may be obtained from
your current or past
employers, or from other
institutions where you
conduct financial
transactions).
How do we protect the
confidentiality and security of
your non-public personal
information?
Keeping your information secure
is one of our most important
responsibilities. We restrict
access to nonpublic personal
information about you to those
employees and agents who need to
know that information in order
to provide products or services
to you. We maintain physical,
electronic, and procedural
safeguards that comply with
federal standards to guard your
nonpublic personal information.
Do we disclose to any
non-affiliated third parties
your non-public personal
information?
We do not sell, share or
disclose your non-public
personal information to
non-affiliated third party
marketing companies.
We may disclose all of the
information we collect, as
described above in the
What types of non-public
personal information do we
collect about you?
section to companies that
perform marketing or other
services on our behalf, or to
other financial institutions
with whom we have joint
marketing agreements. All of
these companies are
contractually obligated to keep
the information that we provide
to them confidential and use the
information only for the
services required and as allowed
by applicable law or regulation,
and are not permitted to share
or use the information for any
other purpose.
We may also disclose nonpublic
personal information about you
under circumstances as permitted
or required by law. These
disclosures typically include
information to process
transactions on your behalf, to
conduct our operations, to
follow your instructions as you
authorize, or to protect the
security of our financial
records.
Do we disclose within our family
of affiliated companies your
non-public personal information?
In the course of providing
services to you, we are
permitted by law to share within
our family of affiliated
companies information about our
transactions or experiences with
you (such as account balance or
payment history).
What is our policy relating to
former customers?
If you decide to close your
account(s) or become an inactive
customer, we will adhere to the
privacy policies and practices
as described in this notice.
We reserve the right to change
this policy at any time and you
will be notified if any changes
occur.
If you have any questions after
reading this Privacy Policy,
please contact us by writing to
Privacy Management, c/o Legal
Department, Linsco/Private
Ledger Corp., One Beacon Street,
22nd Floor Boston, MA
02108-3106.
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This Privacy Policy applies to consumers who are customers or
former customers of
the LPL family of
affiliated companies
in the United
States. The LPL
family of affiliated
companies are Linsco/Private
Ledger Corp., its
subsidiaries and
affiliates,
including
Independent Advisers
Group Corporation,
LPL Insurance
Services, Inc., LPL
Insurance Services
of Colorado, Inc.,
LPL Insurance
Services of
California, Inc.,
Private Ledger
Insurance of
Massachusetts, Inc.,
Private Ledger
Insurance Services
of Nevada, Inc.,
Private Ledger
Insurance Services
of New Mexico, Inc.,
Private Ledger
Insurance Agency of
Ohio, Inc., Private
Ledger Insurance
Services of Oklahoma
Agency, Inc., PL
Insurance Services
of Texas, Inc., and
Linsco/Private
Ledger Corp. of
Wyoming, Inc.
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